Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Edward Brown is a registered investment advisor representative with over 30 years of experience in the financial services industry. David Brown is currently registered with Morgan Stanley, a leading global financial services firm. David Brown has a comprehensive understanding of the financial markets and a commitment to providing personalized investment advice to meet the unique needs of each client. Prior to joining Morgan Stanley, David Brown was employed at Citigroup Global Markets Inc. and Lehman Brothers Inc. David Brown holds Series 3, 5, 7, 63, and 65 licenses. David Brown is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/15/2020 - Present
Morgan Stanley (Short Hills NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHORT HILLS NJ)
NY
07/02/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/08/1988 - 03/27/1991
LEHMAN GOVERNMENT SECURITIES INC.
NY
11/21/1984 - 03/27/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1988
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/1985
Series 5 - Interest Rate Options Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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