Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Duncan Carroll is a financial advisor with over 30 years of experience in the industry. David is currently registered with Trek Financial in Scottsdale, Arizona. David has a strong background in providing financial advice to individuals, families, and businesses. David is also a Certified Financial Planner™ professional. David has worked with clients to help them achieve their financial goals. David specializes in retirement planning, investment management, and estate planning. David is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
04/03/2008 - Present
Trek Financial (SCOTTSDALE AZ)
AZ
10/23/2008 - 08/07/2009
AXA ADVISORS, LLC (SCOTTSDALE AZ)
AZ
07/18/2005 - 04/02/2007
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (TEMPE AZ)
NY
06/01/2005 - 08/09/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/03/1992 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
DE
08/19/1991 - 02/20/1992
PML SECURITIES COMPANY (NEWARK DE)
NY
01/02/1990 - 07/17/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
01/02/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
CA
02/23/1988 - 12/31/1989
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IA
Issued 06/17/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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