Unclaimed
David Duane Shaffer is a financial professional with over 23 years of experience in the industry. David is currently registered with Country Capital Management Co. in Illinois, Missouri, Tennessee, and Arizona. David has a strong background in the financial services industry, having passed the Series 6, Series 63, and Series 65 exams. David is committed to providing his clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
01/05/1999 - Present
Country Capital Management Co. (BETHALTO IL)
IA
Issued 01/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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