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David Duane Leathers

Mutual OF America Securities LLC

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About David Duane Leathers

David Duane Leathers is a financial professional with over 15 years of experience in the industry. He is currently registered with Mutual Of America Securities LLC and holds a Series 6, 63, 66, 99TO and SIE license. David has worked with clients in various states including Alaska, Idaho, Montana, Oregon, and Washington. Previously, he has held positions at MUTUAL OF AMERICA LIFE INSURANCE COMPANY and JOHN HANCOCK DISTRIBUTORS LLC.

Firm Information

David Leathers is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Leathers’s Registration & Firm History

WA

09/24/2020 - Present

Mutual OF America Securities LLC (Kirkland WA)

WA

07/24/2020 - 10/15/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Kirkland WA)

MA

03/16/2005 - 11/02/2015

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

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Licenses & Designations

BOTH

Issued 11/11/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/13/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 07/24/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/12/2019

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Duane Leathers.
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