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David Douglas Swanson

Redwood Private Wealth

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About David Douglas Swanson

David Douglas Swanson is an Investment Advisor Representative with Redwood Private Wealth. David has been in the financial industry since 2016. Prior to joining Redwood Private Wealth, David worked as an Independent Insurance Agent, Investment-Related. David is licensed in Oregon as an Investment Advisor Representative and has passed the Series 63, Series 65, SIE, Series 6, and Series 3 exams.

Firm Information

David Swanson is currently registered with Redwood Private Wealth. Redwood Private Wealth is an independent wealth management firm based in Phoenix, Arizona. The firm provides financial planning, portfolio management, and other advisory services to individuals, families, and businesses. They have approximately $267.6 million in regulatory assets under management and are registered with the Securities and Exchange Commission (SEC). The firm specializes in serving high net worth individuals, with a focus on assisting clients in achieving their long-term financial goals.
Redwood Private Wealth

3930 E. RAY ROAD

PHOENIX, AZ 85044

$267.56M

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Swanson’s Registration & Firm History

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07/06/2023 - Present

Redwood Private Wealth (PORTLAND OR)

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06/09/2016 - 05/23/2017

MML INVESTORS SERVICES, LLC (LAKE OSWEGO OR)

OR

03/14/2016 - 04/22/2016

FORESTERS FINANCIAL SERVICES, INC. (BEAVERTON OR)

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Licenses & Designations

BC

Issued 03/25/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/09/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/23/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/10/2015

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Douglas Swanson.
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