Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Douglas Arndt is a financial advisor with Wells Fargo Clearing Services, LLC. David has been in the financial services industry since March 20, 2001, and holds several licenses and designations, including the Series 6, 7, 63, and 66 licenses as well as the Certified Financial Planner designation. David has experience working with a variety of clients, including individuals, families, businesses, and charitable organizations. David has worked with U.S. Bancorp Investments, Inc. and Invest Financial Corporation prior to his current role.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
07/11/2018 - Present
Wells Fargo Clearing Services, LLC (EDEN PRAIRIE MN)
MN
05/10/2005 - 03/07/2016
U.S. BANCORP INVESTMENTS, INC. (EDEN PRAIRIE MN)
WI
08/12/2003 - 05/02/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
MN
03/14/2001 - 08/18/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BOTH
Issued 09/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Arndt is the right advisor for you? Invested Better is here to help.
