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David Dong hyun Kim

Northwestern Mutual Investment Services, LLC

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About David Dong hyun Kim

David Dong hyun Kim is a financial advisor in Milwaukee, WI. David is associated with Northwestern Mutual Investment Services, LLC. David has been in the securities industry for over 10 years and has experience working with various clients including individuals and banking or thrift institutions. David holds several licenses, including Series 7TO, Series 6, Series 63, and Series 65. David also holds a Series 24, which is the General Securities Principal Examination. David's experience and qualifications make him a valuable asset to any investor.

Firm Information

David Kim is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Kim’s Registration & Firm History

WI

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

08/01/2018 - 10/09/2019

WELLS FARGO CLEARING SERVICES, LLC (SHOREWOOD WI)

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Licenses & Designations

IA

Issued 10/18/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/25/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/29/2021

Series 24 - General Securities Principal Examination

BC

Issued 11/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Dong hyun Kim.
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