Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dong hyun Kim is a financial advisor who has been in the industry since 2018. David has been registered with Northwestern Mutual Investment Services, LLC since October 2021. Before that, David was registered with WELLS FARGO CLEARING SERVICES, LLC. David is licensed to provide investment advisory services in Wisconsin. He is also a licensed insurance agent. David is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
10/01/2021 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
08/01/2018 - 10/09/2019
WELLS FARGO CLEARING SERVICES, LLC (SHOREWOOD WI)
IA
Issued 10/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/1/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/1/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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