Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid O'Suilleabhain has over 13 years of experience in the financial services industry. David is currently registered with Raymond James & Associates, Inc. in St. Petersburg, FL. David has previously worked with CG Compass (USA) LLC, Foreside Fund Services, LLC, and Wells Fargo Advisors, LLC. David holds the Series 7, 24, and 63 licenses and is a SIE exam holder. David specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/04/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
06/05/2020 - 10/09/2023
CG COMPASS (USA) LLC (Miami FL)
FL
04/05/2016 - 04/17/2020
FORESIDE FUND SERVICES, LLC (Miami FL)
FL
12/15/2009 - 01/19/2016
WELLS FARGO ADVISORS, LLC (MIAMI FL)
BC
Issued 11/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David O'Suilleabhain is the right advisor for you? Invested Better is here to help.
