Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ding is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 27 years of experience in the industry. David has a wide range of experience working with clients across various sectors, including individuals, businesses, insurance companies, and charitable organizations. David is registered to provide investment advisory and brokerage services in 55 states and jurisdictions. David specializes in providing investment advisory services, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/21/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NJ
10/01/2012 - 09/15/2016
J.P. MORGAN SECURITIES LLC (WATCHUNG NJ)
NJ
02/04/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SOUTH PLAINFIELD NJ)
NJ
01/05/2007 - 01/02/2009
ASSENT LLC (HOBOKEN NJ)
NY
11/24/2004 - 11/13/2006
LACONIA CAPITAL CORPORATION (NEW YORK NY)
NY
11/09/2000 - 01/26/2005
PECONIC SECURITIES LLC (NEW YORK NY)
NY
06/01/1999 - 06/30/2000
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
NY
01/01/1999 - 05/27/1999
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NY
11/07/1995 - 12/14/1998
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/08/1995 - 10/18/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/07/1994 - 10/13/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
MA
11/18/1993 - 07/01/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/18/1993 - 07/01/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 09/30/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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