Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Diiorio is a financial advisor with over 20 years of experience in the industry. David has been registered with J.P. Morgan Securities LLC since 2006. David has previously worked with J.P. Morgan Clearing Corp., Citigroup Global Markets Inc., and First Montauk Securities Corp. David is a licensed securities professional and holds the following licenses: Series 3, Series 7, Series 10, Series 24, and Series 63. David is also a registered principal in multiple states. David specializes in providing investment advice and portfolio management services to individuals, businesses, corporations, and high-net-worth individuals. David's areas of expertise include financial planning, pension consulting, and the selection of other advisors. David's commitment to providing exceptional client service and building long-lasting relationships has earned him a strong reputation within the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/25/2006 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/25/2006 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
10/12/1999 - 07/02/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
09/15/1999 - 09/27/1999
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
BC
Issued 12/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/24/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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