Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Zhu is a financial professional with over 5 years of experience in the industry. David is currently registered with Mizuho Securities USA LLC in Houston, TX and previously worked for PIPER SANDLER & CO. and DEUTSCHE BANK SECURITIES INC., also in Houston, TX. David holds the Series 63, Series 79, and SIE licenses. David is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
04/09/2021 - Present
Mizuho Securities USA LLC (HOUSTON TX)
TX
04/16/2018 - 05/04/2020
PIPER SANDLER & CO. (HOUSTON TX)
TX
09/02/2015 - 04/04/2018
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
BC
Issued 09/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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