Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dexter Almquist is a financial advisor with over 40 years of experience in the industry. Almquist is currently registered with Stifel, Nicolaus & Company, Inc. and is licensed in 13 states. Prior to joining Stifel, Nicolaus & Company, Inc., Almquist was a financial advisor with WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., CROWELL, WEEDON & CO., PRUDENTIAL-BACHE SECURITIES INC. and E. F. HUTTON & COMPANY INC. Almquist holds several professional licenses and designations, including Series 7, 9, 10, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/01/2009 - Present
Stifel, Nicolaus & Company, Inc. (IRVINE CA)
CA
01/01/2008 - 12/02/2009
WELLS FARGO ADVISORS, LLC (LAGUNA BEACH CA)
CA
05/05/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LAGUNA BEACH CA)
CA
12/18/1990 - 05/05/1995
CROWELL, WEEDON & CO. (LOS ANGELES CA)
NY
10/23/1985 - 12/17/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
12/05/1977 - 10/28/1985
E. F. HUTTON & COMPANY INC
IA
Issued 10/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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