Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid DeForest Spencer has been in the financial services industry since June 27, 2007. Currently, David is registered with Kestra Investment Services, LLC in Chattanooga, Tennessee. David is also registered in Georgia and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
06/15/2013 - Present
Kestra Investment Services, LLC (CHATTANOOGA TN)
GA
04/24/2000 - 04/11/2006
NFP SECURITIES, INC. (ROSSVILLE GA)
BC
Issued 07/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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