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David Dee Thomas

Edward Jones

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About David Dee Thomas

David Dee Thomas is a financial advisor with Edward Jones. David has been in the financial services industry since August 22, 1978. David is registered in Alabama, California, Colorado, Nevada, South Carolina, and Texas. David is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. David specializes in providing financial advice to individuals, businesses, and retirement plans. David is dedicated to helping clients reach their financial goals.

Firm Information

David Thomas is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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David Thomas’s Registration & Firm History

CA

09/06/2024 - Present

Edward Jones (Redding CA)

SC

12/08/2016 - 06/14/2024

SECURITIES AMERICA, INC. (SHELDON SC)

CA

06/15/2015 - 12/08/2016

FOOTHILL SECURITIES, INC. (San Rafael CA)

CA

09/12/2014 - 06/25/2015

LPL FINANCIAL LLC (SAN RAFAEL CA)

CA

10/03/2006 - 09/12/2014

FINANCIAL TELESIS INC (SAN RAFAEL CA)

CA

08/19/1998 - 09/29/2006

FINANCIAL TELESIS INC (SAN RAFAEL CA)

GA

01/20/1996 - 07/31/1998

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

GA

04/12/1993 - 12/31/1994

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

GA

04/29/1991 - 12/31/1992

PLANNED INVESTMENTS INC. (ATLANTA GA)

NA

12/05/1975 - 07/01/1988

PLANNED INVESTMENTS INC.

NA

06/11/1974 - 01/04/1976

SAGE FINANCIAL CORPORATION

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Licenses & Designations

BC

Issued 05/08/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/1991

Series 7 - General Securities Representative Examination

BC

Issued 06/06/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Dee Thomas. Review regulatory record here.
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