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David Dean Sutcliffe

Keybanc Capital Markets Inc.

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About David Dean Sutcliffe

David Dean Sutcliffe is a financial advisor with Keybanc Capital Markets Inc. David has been in the industry since January 24, 1985, and holds Series 7, 8, 63, and SIE licenses. David has also been registered as a broker-dealer in 35 states. David has significant experience working with clients in a variety of states.

Firm Information

David Sutcliffe is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Sutcliffe’s Registration & Firm History

OH

01/25/1985 - Present

Keybanc Capital Markets Inc. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 03/15/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Dean Sutcliffe.
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