Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Darrel Brown is an active broker-dealer and investment advisor representative with Momentum Independent Network Inc. David has been in the industry since June 1983. He has a diverse range of experience working for various firms including NTB FINANCIAL CORPORATION, WILLIAM C. BURNSIDE & COMPANY, INC., SUNAMERICA SECURITIES, INC., ANCHOR NATIONAL FINANCIAL SERVICES, INC. and THOMSON MCKINNON SECURITIES INC. David's specialties include financial planning, educational seminars, publication of periodicals, selection of other advisers, and portfolio management for individuals. David is a registered representative in 21 states and holds Series 6, 7, 22, 24, 52TO, 53, 63, 65, and 14 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
IL
01/03/2023 - Present
Momentum Independent Network Inc. (Danville IL)
IL
03/02/2021 - 12/31/2022
NTB FINANCIAL CORPORATION (Danville IL)
IL
11/16/1992 - 06/17/2021
WILLIAM C. BURNSIDE & COMPANY, INC. (DANVILLE IL)
AZ
05/19/1992 - 10/27/1992
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
04/15/1985 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
04/14/1983 - 03/06/1985
THOMSON MCKINNON SECURITIES INC.
IA
Issued 08/06/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/23/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/25/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2001
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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