Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Darin Dellinger is a registered representative with Oppenheimer & Co. Inc. David has been in the securities industry since September 2, 1991. David has a long history in the financial services industry, having worked for various firms including Robert W. Baird & Co. Incorporated, First Tryon Securities, LLC and Raymond James & Associates, Inc. David holds the Series 6, 7, 63, and 66 licenses. David's areas of specialization include retirement planning, portfolio management for individuals and businesses, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
10/30/2020 - Present
Oppenheimer & Co. Inc. (THE WOODLANDS TX)
NV
08/15/2017 - 11/02/2020
FIRST TRYON SECURITIES, LLC (Henderson NV)
NV
07/13/2000 - 09/09/2016
ROBERT W. BAIRD & CO. INCORPORATED (HENDERSON NV)
NY
11/16/1999 - 07/31/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NC
05/12/1998 - 11/17/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
FL
11/20/1996 - 05/16/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NC
05/01/1995 - 11/05/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
TX
09/01/1994 - 05/04/1995
USARBOUR FINANCIAL CORPORATION (AUSTIN TX)
TX
07/28/1993 - 09/12/1994
WESTCAP SECURITIES, L.P. (HOUSTON TX)
NA
07/28/1993 - 08/24/1994
WESTCAP GOVERNMENT SECURITIES, INC.
TX
01/15/1992 - 07/20/1993
COASTAL SECURITIES LTD. (HOUSTON TX)
MO
02/26/1991 - 01/16/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
03/16/1988 - 06/03/1988
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NA
03/16/1988 - 06/02/1988
PRUCO SECURITIES CORPORATION
BOTH
Issued 12/14/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/4/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/25/1991
Series 7 - General Securities Representative Examination
BC
Issued 3/15/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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