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David Daniel Sullivan

U.s. Bancorp Investments, Inc.

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About David Daniel Sullivan

David Sullivan is a financial advisor at U.S. Bancorp Investments, Inc. David has been in the industry since 2002 and has a wide range of experience. David is registered with FINRA and is licensed in the state of Minnesota.

Firm Information

David Sullivan is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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David Sullivan’s Registration & Firm History

MN

03/17/2016 - Present

U.s. Bancorp Investments, Inc. (Saint Paul MN)

NC

01/20/2012 - 06/03/2014

LPL FINANCIAL LLC (CHARLOTTE NC)

MN

03/19/2010 - 08/03/2010

AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)

MN

04/03/2006 - 08/03/2010

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

04/03/2006 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

ME

05/15/1998 - 06/19/2000

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

RI

05/16/1990 - 10/28/1994

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 04/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2006

Series 24 - General Securities Principal Examination

BC

Issued 09/28/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/11/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Daniel Sullivan.
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