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David Daniel Koohy

THE O.n. Equity Sales Co.

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About David Daniel Koohy

David Daniel Koohy is a financial professional with over 30 years of experience in the industry. David is currently registered with The O.n. Equity Sales Co. and has previously been associated with several other firms, including Ameritas Investment Corp., CCF Investments, Inc., Fortune Financial Services, Inc., Capitol Securities Management, Inc., Capitol Advisory Corporation, and PFS Investments Inc. David holds the Series 6, 26, and 63 securities licenses and has passed the SIE Exam. David is licensed in Connecticut, Florida, Massachusetts, Missouri, Pennsylvania, Rhode Island, South Carolina, and Virginia.

Firm Information

David Koohy is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Koohy’s Registration & Firm History

RI

02/06/2018 - Present

THE O.n. Equity Sales Co. (MIDDLETOWN RI)

RI

06/21/2017 - 12/13/2017

AMERITAS INVESTMENT CORP. (MIDDLETOWN RI)

RI

02/16/2007 - 06/21/2017

CCF INVESTMENTS, INC. (MIDDLETOWN RI)

PA

04/07/2006 - 08/28/2006

FORTUNE FINANCIAL SERVICES, INC. (QUAKERTOWN PA)

VA

01/02/2004 - 04/04/2006

CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)

FL

02/23/2000 - 12/31/2003

CAPITOL ADVISORY CORPORATION (BELLEAIRE BEACH FL)

GA

04/27/1990 - 06/24/1999

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 02/01/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/1990

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Daniel Koohy.
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