Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Daniel Cohen is a financial advisor registered with Cambridge Investment Research Advisors, Inc.. David has been in the financial services industry since November 2006. Prior to joining Cambridge, David was an advisor with Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and National Securities Corporation. David holds the Series 7, Series 63, Series 65 and SIE licenses and is registered to provide investment advice in Florida, Georgia and Texas. David is also a registered independent insurance agent in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
03/15/2019 - Present
Cambridge Investment Research Advisors, Inc. (Boca Raton FL)
FL
03/23/2010 - 03/27/2019
WELLS FARGO CLEARING SERVICES, LLC (FORT LAUDERDALE FL)
FL
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (PLANTATION FL)
FL
07/01/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANTATION FL)
FL
11/20/2006 - 07/17/2008
NATIONAL SECURITIES CORPORATION (CORAL SPRINGS FL)
IA
Issued 07/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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