Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brain has been in the financial services industry since November 1993. Currently, David is a Registered Representative with Equitable Distributors, LLC. David holds multiple licenses including Series 6, 7, 24, 63 and 65. David's previous employers include Equitable Advisors, LLC and The Equitable Life Assurance Society of the United States. David is registered in the following states: Florida, Georgia, Maryland, New York, Pennsylvania, Virginia, West Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/23/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
PA
11/16/1993 - 05/23/2022
EQUITABLE ADVISORS, LLC (BALA CYNWYD PA)
NY
11/16/1993 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Brain is the right advisor for you? Invested Better is here to help.
