Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Dale Carpenter is a financial professional with over 25 years of experience in the industry. David currently works at Brokers International Financial Services, LLC and has been with the firm since October 2019. Prior to that, David worked at Royal Alliance Associates, Inc., Signator Investors, Inc., Transamerica Financial Advisors, Inc., Lincoln Investment Planning, Inc., H.D. Vest Investment Securities, Inc., Intersecurities, Inc., MetLife Securities Inc. and Metropolitan Life Insurance Company. David is registered with the state of Texas, and holds the following securities licenses: Series 6, Series 63 and SIE. David is committed to providing clients with personalized financial guidance and investment strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
TX
10/16/2019 - Present
Brokers International Financial Services, LLC (Arlington TX)
TX
11/02/2018 - 10/21/2019
ROYAL ALLIANCE ASSOCIATES, INC. (ARLINGTON TX)
TX
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (ARLINGTON TX)
TX
06/16/1999 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ARLINGTON TX)
PA
01/03/1997 - 06/09/1999
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
TX
01/16/1996 - 12/31/1996
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
FL
03/02/1995 - 12/08/1995
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MA
10/19/1993 - 03/11/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/19/1993 - 03/11/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 01/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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