Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid D. Thomas is a financial advisor who has been in the industry for over 18 years. David has a Series 6, Series 26 and SIE license. David is currently registered with The Leaders Group, Inc. and has previously been registered with SAGEPOINT FINANCIAL, INC. and ING FINANCIAL PARTNERS, INC.. David is licensed in Florida and Ohio. David's firm is headquartered in Littleton, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/17/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
OH
03/07/2014 - 11/19/2015
SAGEPOINT FINANCIAL, INC. (CLEVELAND OH)
OH
06/13/2007 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (CLEVELAND OH)
NY
03/06/2001 - 04/08/2004
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
BC
Issued 07/18/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Thomas is the right advisor for you? Invested Better is here to help.
