Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Stewart is a financial advisor with LPL Financial LLC. David has over 15 years of experience in the financial services industry. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 66 and SIE licenses. David specializes in providing financial planning, portfolio management and other advisory services to individuals, corporations and charitable organizations. David has previously worked with KMS Financial Services, Inc. and Securities America Advisors, Inc. David is also involved in coaching alpine ski racing to children and is co-owner of Highlander Capital LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
05/21/2024 - Present
LPL Financial LLC (SEATTLE WA)
WA
11/06/2020 - 05/21/2024
SECURITIES AMERICA, INC. (SEATTLE WA)
WA
06/14/2019 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (SEATTLE WA)
BOTH
Issued 12/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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