Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hamlin is a financial advisor registered with Wells Fargo Clearing Services, LLC. David has been in the financial industry since 1997. David is located in Sacramento, CA, and has offices at 400 Capitol Mall Ste 1700, [NM-RBO] and 340 F ST. Prior to joining Wells Fargo Clearing Services, LLC, David worked at U.S. BANCORP INVESTMENTS, INC., J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., EDWARD JONES, WELLS FARGO ADVISORS, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/13/2017 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
10/05/2015 - 11/13/2017
U.S. BANCORP INVESTMENTS, INC. (SACRAMENTO CA)
CA
10/01/2012 - 10/07/2015
J.P. MORGAN SECURITIES LLC (ROSEVILLE CA)
CA
09/17/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ELK GROVE CA)
MO
05/29/2009 - 09/20/2010
EDWARD JONES (ST. LOUIS MO)
CA
07/24/2008 - 05/26/2009
WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)
CA
01/14/2005 - 07/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SACRAMENTO CA)
NY
03/07/1997 - 01/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2011
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2001
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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