Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Duvigneaud is a financial advisor with over 10 years of experience in the financial services industry. David is currently registered with Raymond James & Associates, Inc. in St. Petersburg, FL. David has held previous positions with Wells Fargo Clearing Services, LLC, B. RILEY WEALTH MANAGEMENT, Wells Fargo Advisors, LLC and First Clearing, LLC. David is a Series 7, Series 9, Series 10, Series 24 and Series 66 licensed representative. David is also a Series 99TO and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/23/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
OK
08/20/2018 - 06/23/2022
WELLS FARGO CLEARING SERVICES, LLC (OKLAHOMA CITY OK)
TN
12/15/2014 - 08/10/2018
B. RILEY WEALTH MANAGEMENT (MEMPHIS TN)
MO
01/04/2013 - 12/15/2014
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
09/14/2012 - 01/04/2013
FIRST CLEARING, LLC (ST. LOUIS MO)
BOTH
Issued 01/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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