Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid D Davis is a financial professional with over 25 years of experience in the financial services industry. David has a broad range of experience having worked with firms such as Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Chase Investment Services Corp. David is currently registered with J.p. Morgan Securities LLC and is licensed in 19 states. David holds FINRA Series 6, 7, 24, 63, and 65 licenses, as well as the SIE exam. David specializes in providing financial planning, portfolio management, and selection of other advisers to individuals, businesses, insurance companies, charitable organizations, and labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
03/17/2023 - Present
J.p. Morgan Securities LLC (Austin TX)
TX
01/25/2023 - 03/07/2023
WELLS FARGO CLEARING SERVICES, LLC (AUSTIN TX)
TX
10/01/2012 - 02/01/2023
J.P. MORGAN SECURITIES LLC (AUSTIN TX)
TX
02/02/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
IL
04/14/1999 - 06/20/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
AL
09/04/1998 - 05/03/1999
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
IL
05/14/1998 - 07/28/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 10/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Davis is the right advisor for you? Invested Better is here to help.
