Unclaimed
David Cook is a registered representative and investment advisor representative with Btig, LLC in San Francisco, California. David has been in the securities industry since February 11, 2008. David holds the Series 63, Series 7, and SIE licenses. David is registered in California, Connecticut, Georgia, Illinois, Massachusetts, Missouri, New Jersey, New York, Oregon, Pennsylvania, Texas, and Washington. David's previous employment includes a position with Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/02/2008 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
12/07/2007 - 03/27/2008
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BC
Issued 12/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure David Cook is the right advisor for you? Invested Better is here to help.