linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Cutter Dickman

Rothschild Investment LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Cutter Dickman

David Cutter Dickman is a financial advisor with Rothschild Investment LLC. David has been in the financial industry for 12 years. David is registered with the state of Illinois and holds Series 63 and Series 7TO licenses as well as the Series 65 and SIE. David is a Certified Financial Planner and specializes in advising high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. David has experience working with J.P. Morgan Securities LLC.

Firm Information

David Dickman is currently registered with Rothschild Investment LLC. Rothschild Investment LLC is an investment advisor registered with the SEC and in all 50 states. Formed in October 2022, the firm manages over $2 billion in assets for individuals, businesses, pension plans, charitable organizations, and high-net-worth clients. They offer a range of services, including portfolio management, pension consulting, and selection of other advisors. The firm has 20 investment adviser representatives and 25 registered representatives. Their main office is located in Chicago, Illinois.
Rothschild Investment LLC

311 SOUTH WACKER DRIVE

CHICAGO, IL 60606

$2.00B

Assets Under Management

80

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Dickman’s Registration & Firm History

IL

05/05/2022 - Present

Rothschild Investment LLC (CHICAGO IL)

IL

08/13/2019 - 03/16/2022

J.P. MORGAN SECURITIES LLC (Winnetka IL)

Not sure if David Cutter Dickman is right for you?

Licenses & Designations

IA

Issued 05/05/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/06/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Cutter Dickman.
Not sure if David Cutter Dickman is right for you?