Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Craighead Maxwell has been in the financial services industry since December 1992 and is currently registered with Aristotle Capital Management, LLC. David has worked with a number of firms in the past, including IMST Distributors, LLC, Franklin/Templeton Distributors, Inc., and Prudential Securities Incorporated. David is active in the following states: Alabama, Arkansas, California, Florida, Georgia, Kentucky, Louisiana, Maryland, Mississippi, North Carolina, Oklahoma, Puerto Rico, South Carolina, Tennessee, Texas, Virgin Islands, Virginia, and West Virginia. David provides advisory services including portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
06/01/2018 - Present
Aristotle Capital Management, LLC (ATLANTA GA)
ME
12/12/2017 - 10/24/2023
IMST DISTRIBUTORS, LLC (PORTLAND ME)
CA
11/30/2009 - 08/31/2011
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
03/26/2007 - 08/31/2011
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
06/04/1993 - 03/26/2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
NY
10/31/1991 - 05/21/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/22/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Maxwell is the right advisor for you? Invested Better is here to help.
