Unclaimed
David Reckin is a registered representative with Capital ONE Securities, Inc. David has been in the securities industry since 2008. David is licensed to sell securities in California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. David is a Series 7, Series 63, Series 79, and SIE licensed representative. David's prior experience includes GREENSLEDGE CAPITAL MARKETS LLC and NATIXIS SECURITIES NORTH AMERICA INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2022 - Present
Capital ONE Securities, Inc. (New York NY)
NY
08/03/2011 - 11/03/2021
GREENSLEDGE CAPITAL MARKETS LLC (NEW YORK NY)
NY
12/20/2007 - 07/19/2011
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
BC
Issued 03/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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