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David Craig Reckin

Capital ONE Securities, Inc.

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About David Craig Reckin

David Reckin is a registered representative with Capital ONE Securities, Inc. David has been in the securities industry since 2008. David is licensed to sell securities in California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. David is a Series 7, Series 63, Series 79, and SIE licensed representative. David's prior experience includes GREENSLEDGE CAPITAL MARKETS LLC and NATIXIS SECURITIES NORTH AMERICA INC.

Firm Information

David Reckin is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Reckin’s Registration & Firm History

NY

01/05/2022 - Present

Capital ONE Securities, Inc. (New York NY)

NY

08/03/2011 - 11/03/2021

GREENSLEDGE CAPITAL MARKETS LLC (NEW YORK NY)

NY

12/20/2007 - 07/19/2011

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/27/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Craig Reckin.
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