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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lew is an investment advisor representative with Morgan Stanley. David has been in the industry since 1997 and has a wealth of experience working for top financial institutions, including Salomon Smith Barney, CitiCorp Securities, Barclays Capital, and Morgan Stanley. David Lew is registered as a broker-dealer and investment advisor in several states and is licensed to offer financial planning, portfolio management, and other financial services. David Lew's current firm, Morgan Stanley, has over $10 billion in assets under management and serves individuals, businesses, investment companies, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/01/2009 - Present
Morgan Stanley (New York NY)
NY
07/12/2002 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
06/04/2001 - 07/05/2002
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/18/1998 - 09/14/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/09/1995 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
IA
Issued 09/29/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2005
Series 3 - National Commodity Futures Examination
BC
Issued 06/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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