Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Backal is an investment professional with over 25 years of experience in the financial services industry. David currently is registered with United Planners' Financial Services of America A Limited Partner in Cherry Hill, New Jersey. David has also been registered with Wachovia Securities, LLC and Prudential Securities Incorporated in the past. David is a Series 7 and Series 63 licensed professional.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/24/2005 - Present
United Planners' Financial Services OF America A Limited Partner (CHERRY HILL NJ)
MO
07/01/2003 - 02/11/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/16/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/28/1999 - 06/19/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/14/1996 - 09/16/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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