Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Courtney Graham is a financial advisor with LPL Financial LLC. David has been in the financial services industry for over 20 years. David is registered with FINRA and the state of New Jersey. David has a Series 7, Series 63, and Series 65 licenses and has been with LPL Financial since 2010. Prior to that, David was a financial advisor with TD Wealth Management Services Inc. David has a wide range of experience in the financial services industry and is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
03/31/2010 - Present
LPL Financial LLC (DEPTFORD NJ)
PA
11/25/2008 - 03/03/2010
TD WEALTH MANAGEMENT SERVICES INC. (BENSALEM PA)
PA
03/04/2008 - 12/01/2008
LPL FINANCIAL CORPORATION (PHILADELPHIA PA)
PA
02/09/2007 - 03/04/2008
IFMG SECURITIES, INC. (PHILADELPHIA PA)
NJ
01/27/2004 - 08/02/2006
PNC INVESTMENTS (MOUNT HOLLY NJ)
MO
10/14/2003 - 01/27/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
KY
06/01/2002 - 10/14/2003
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
11/24/2000 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
IA
Issued 09/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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