Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carlson is a securities professional with over five years of experience in the industry. David is currently registered with Tickrs Clearing, a firm that is active in the Broker-Dealer space. Before joining Tickrs Clearing, David worked at Velox Clearing LLC. David is licensed in 17 states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/22/2021 - Present
Tickrs Clearing (IRVINE CA)
CA
05/30/2018 - 03/16/2021
VELOX CLEARING LLC (Anaheim CA)
BC
Issued 10/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/20/2022
Series 57TO - Securities Trader Exam
BC
Issued 07/22/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
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