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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Smirles is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. and is based in Lewiston, Maine. David has been in the industry since 2010 and has extensive experience in the financial services industry. Prior to joining Raymond James, David held positions at Investment Financial Corporation, Citizens Securities, Inc. and Citigroup Global Markets Inc. David holds a Series 6, Series 7, Series 26, Series 63, and Series 65 license. David is also a board member and treasurer for Community Concepts and works as a private banker at Androscoggin Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ME
10/31/2018 - Present
Raymond James Financial Services Advisors, Inc. (LEWISTON ME)
ME
06/02/2016 - 12/16/2016
INVEST FINANCIAL CORPORATION (LEWISTON ME)
NH
07/30/2013 - 05/03/2016
CITIZENS SECURITIES, INC. (PORTSMOUTH NH)
MA
05/19/2008 - 07/25/2013
CITIGROUP GLOBAL MARKETS INC. (SWAMPSCOTT MA)
IA
Issued 9/1/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/2015
Series 7 - General Securities Representative Examination
BC
Issued 5/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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