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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Costa Smirles is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Lewiston, Maine. David has been in the industry since 2010 and has a wide range of experience. David has a Series 7, Series 6, Series 63 and Series 65 licenses. David is also a Series 26 principal. David has worked with various clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. David specializes in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ME
10/31/2018 - Present
Raymond James Financial Services Advisors, Inc. (LEWISTON ME)
ME
06/02/2016 - 12/16/2016
INVEST FINANCIAL CORPORATION (LEWISTON ME)
NH
07/30/2013 - 05/03/2016
CITIZENS SECURITIES, INC. (PORTSMOUTH NH)
MA
05/19/2008 - 07/25/2013
CITIGROUP GLOBAL MARKETS INC. (SWAMPSCOTT MA)
IA
Issued 09/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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