Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Miser is a financial advisor with LPL Financial LLC and has been in the industry since 1983. David holds the SIE, Series 7, Series 22, and Series 6 licenses and is registered in Florida, Illinois, Minnesota and Wisconsin. David has previously been associated with several firms including SII Investments, Inc., Sterne Agee Financial Services, Inc., WRP Investments, Inc., Ameritas Investment Corp., Financial Network Investment Corporation, EQ Financial Consultants, Inc., The Equitable Life Assurance Society of the United States, BANC ONE Securities Corporation, Valley Securities, Inc., American Express Financial Advisors Inc., Dain Bosworth Incorporated, The Milwaukee Company, and IDS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/14/2018 - Present
LPL Financial LLC (JANESVILLE WI)
WI
12/19/2016 - 02/14/2018
SII INVESTMENTS, INC. (JANESVILLE WI)
WI
09/12/2014 - 12/21/2016
STERNE AGEE FINANCIAL SERVICES, INC. (JANESVILLE WI)
WI
01/03/2007 - 09/12/2014
WRP INVESTMENTS, INC. (JANESVILLE WI)
WI
08/11/1999 - 01/12/2007
AMERITAS INVESTMENT CORP. (JANESVILLE WI)
CA
05/04/1999 - 08/26/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
09/01/1994 - 05/27/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/01/1994 - 05/27/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IL
01/07/1994 - 07/13/1994
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
WI
10/07/1988 - 01/07/1994
VALLEY SECURITIES, INC. (APPLETON WI)
NA
05/27/1983 - 11/05/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
10/17/1988 - 11/21/1988
DAIN BOSWORTH INCORPORATED
NA
11/04/1986 - 10/17/1988
THE MILWAUKEE COMPANY
NA
05/27/1983 - 12/02/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 04/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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