Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Conway Paul is a financial professional with over 7 years of experience in the securities industry. David is registered with UBS Securities LLC and holds the Series 79 and Series 63 licenses. David is also registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/13/2016 - Present
UBS Securities LLC (New York NY)
BC
Issued 05/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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