Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Conroy Harris is a financial advisor registered with Ameriprise Financial Services, LLC. David has been in the financial services industry since January 7, 2003 and has been registered with Ameriprise Financial Services, LLC since August 26, 2013. Previously, David was employed at Raymond James & Associates, Inc. and Citigroup Global Markets Inc. David holds the Series 7, Series 63, and Series 66 securities licenses and has earned the SIE exam designation. David specializes in working with clients to provide them with asset allocation services, financial planning, pension consulting, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/26/2013 - Present
Ameriprise Financial Services, LLC (Daytona Beach FL)
DC
08/24/2010 - 09/26/2012
RAYMOND JAMES & ASSOCIATES, INC. (WASHINGTON DC)
DC
11/24/2000 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
BOTH
Issued 10/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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