Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Johns is a financial advisor at Wells Fargo Advisors Financial Network, LLC, registered with the state of Vermont and with the Financial Industry Regulatory Authority (FINRA). David has been working in the financial industry since June 7, 1997. David provides a wide range of financial services including financial planning, investment consulting, and portfolio management for individuals and businesses. David's expertise includes financial planning, investment consulting, and portfolio management. David has been with Wells Fargo Advisors Financial Network, LLC since March of 2013 and previously worked with A. G. Edwards & Sons, Inc. and American Express Financial Advisors Inc. David is a Series 7, Series 10, Series 9, and Series 63 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
03/22/2013 - Present
Wells Fargo Advisors Financial Network, LLC (BARRE VT)
VT
01/01/2008 - 03/22/2013
WELLS FARGO ADVISORS, LLC (BURLINGTON VT)
VT
08/07/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BARRE VT)
MN
11/25/1996 - 01/23/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/25/1996 - 01/23/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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