Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Conrad Istock is a financial advisor with Canaccord Genuity LLC. He is registered with FINRA as a General Securities Representative and has been in the industry since 2004. David Istock holds the Series 7, Series 63, Series 24, and Series 79TO licenses. David Istock is also registered with the states of California, Massachusetts, and New York. He has previously worked at Cowen and Company and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/07/2014 - Present
Canaccord Genuity LLC (SAN FRANCISCO CA)
CA
02/26/2010 - 06/05/2013
COWEN AND COMPANY (SAN FRANCISCO CA)
CA
01/12/2004 - 04/28/2008
UBS SECURITIES LLC (SAN FRANCISCO CA)
NJ
03/24/1998 - 03/24/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 04/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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