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David Colin Robertson

THE Leaders Group, Inc.

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About David Colin Robertson

David Colin Robertson is a financial advisor with The Leaders Group, Inc. located in Littleton, CO. David has been in the industry since 2004 and has a proven track record of success. David holds Series 7, 6, 63, and 66 licenses and is registered in California. He has a deep understanding of the financial markets and is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.

Firm Information

David Robertson is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Robertson’s Registration & Firm History

CO

11/29/2022 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CO

05/07/2008 - 08/27/2009

TRANSAMERICA CAPITAL, INC. (DENVER CO)

TN

06/21/2004 - 06/17/2005

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

CA

02/20/2002 - 06/23/2004

BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)

NY

08/11/2000 - 02/26/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/08/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/25/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/29/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/15/2022

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Colin Robertson.
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