Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Masterman is a financial advisor with over 30 years of experience in the industry. David has held a variety of positions at different firms, including United Planners' Financial Services of America, Royal Alliance Associates, Inc., United Securities Alliance, Inc., InterVest International Equities Corporation, Woodbury Financial Services, Inc., and SunAmerica Securities, Inc.. David is currently registered with the state of Maine. David is also registered as an investment advisor representative. David is a highly experienced financial advisor with a proven track record of success.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
06/26/2008 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
ME
03/01/2007 - 06/27/2008
ROYAL ALLIANCE ASSOCIATES, INC. (WEST FARMINGTON ME)
ME
10/01/2004 - 03/01/2007
UNITED SECURITIES ALLIANCE, INC. (WEST FARMINGTON ME)
CO
10/19/2001 - 10/01/2004
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
MN
02/19/1992 - 11/05/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
06/18/1989 - 02/19/1992
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
12/01/1986 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
IA
Issued 12/31/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/17/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/26/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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