Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Colin Brooks is a financial advisor with Quasar Distributors, LLC. David is registered with FINRA and holds Series 7TO, Series 63 and SIE licenses. David is licensed in New Jersey and Pennsylvania. David has over 4 years of experience in the financial services industry. David previously worked at WELLS FARGO FUNDS DISTRIBUTOR, LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
10/27/2021 - Present
Quasar Distributors, LLC (Bridgewater NJ)
NC
11/20/2019 - 10/01/2021
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
BC
Issued 12/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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