Unclaimed
David Armstrong is a registered representative with Houlihan Lokey Capital, Inc. David has been in the securities industry since June 1, 2016. David has passed the Series 63, SIE and Series 79 exams. David is registered in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
06/02/2016 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
BC
Issued 05/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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