linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Code Moriniere

Hightower Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Code Moriniere

David Code Moriniere is a financial advisor with Hightower Securities, LLC. David has been in the financial services industry since 2018. David is registered with FINRA and holds Series 66, SIE and Series 7 licenses. David is licensed in 21 states, including Texas, California, Florida and New York.

Firm Information

David Moriniere is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Moriniere’s Registration & Firm History

TX

11/06/2018 - Present

Hightower Securities, LLC (HOUSTON TX)

Not sure if David Code Moriniere is right for you?

Licenses & Designations

BOTH

Issued 06/20/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Code Moriniere. Review regulatory record here.
Not sure if David Code Moriniere is right for you?