Unclaimed
David Mann is a financial advisor with Northwestern Mutual Investment Services, LLC in Las Vegas, Nevada. David has been in the securities industry since December 1998 and is registered with the state of Nevada. David has 27 active state securities licenses and is also a registered investment advisor. David is licensed to sell a variety of insurance products, including life, health, annuity and disability income insurance products. David is also the 100% owner of Mann Consulting, Inc., an S-corp used for tax purposes.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NV
03/23/2006 - Present
Northwestern Mutual Investment Services, LLC (Las Vegas NV)
WI
12/18/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 03/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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