Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Clifford Becker is a financial professional with over 20 years of experience in the industry. David is currently registered with Osaic Institutions, Inc., American Portfolios Financial Services, Inc., Ladenburg Thalmann & Co. Inc., and Osaic Wealth, Inc. David's professional background includes previous experience with TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., INVESTACORP, INC., ASSOCIATED SECURITIES CORP., MUTUAL SERVICE CORPORATION, and CONTEMPORARY FINANCIAL SOLUTIONS, INC. David holds the Series 27, Series 99TO, and SIE licenses. David is a specialist in Financial Planning, Pension Consulting, and Educational Seminars, and has expertise in Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
03/21/2023 - Present
Osaic Institutions, Inc. (MERIDEN CT)
GA
08/05/2011 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
FL
07/09/2020 - 06/14/2024
SECURITIES AMERICA, INC. (MIAMI FL)
MN
12/06/2022 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
12/06/2022 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
12/06/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
FL
03/01/2010 - 09/22/2020
INVESTACORP, INC. (MIAMI FL)
MA
07/17/2008 - 02/09/2010
ASSOCIATED SECURITIES CORP. (BOSTON MA)
MA
03/28/2003 - 02/09/2010
MUTUAL SERVICE CORPORATION (BOSTON MA)
FL
01/13/2004 - 12/03/2007
CONTEMPORARY FINANCIAL SOLUTIONS, INC. (WEST PALM BEACH FL)
BC
Issued 03/25/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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