Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kemper is a financial advisor with over 9 years of experience in the financial services industry. David is currently registered with Raymond James & Associates, Inc. and is licensed to provide financial advice in Tennessee and other states across the U.S. Previously, David worked at AXA Advisors, LLC in Germantown, Tennessee. David is passionate about helping clients reach their financial goals and has extensive experience in financial planning, investment management, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
09/16/2019 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
04/27/2015 - 09/18/2019
AXA ADVISORS, LLC (GERMANTOWN TN)
IA
Issued 10/20/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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