Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Conlon is a financial advisor with Raymond James Financial Services Advisors, Inc. David has been in the financial services industry since 1994 and has experience working with a variety of clients, including individuals, businesses, and institutions. David is registered to provide investment advice in Indiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
01/18/2019 - Present
Raymond James Financial Services Advisors, Inc. (MUNCIE IN)
IN
11/13/2009 - 10/26/2017
AMERIPRISE FINANCIAL SERVICES, INC. (MUNCIE IN)
NE
11/13/2009 - 12/20/2010
SECURITIES AMERICA, INC. (LAVISTA NE)
IN
04/30/2004 - 11/16/2009
CITY SECURITIES CORPORATION (MUNCIE IN)
MO
04/09/1999 - 05/21/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
08/20/1997 - 05/04/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
02/08/1983 - 12/18/1985
PRUCO SECURITIES CORPORATION
BC
Issued 08/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Conlon is the right advisor for you? Invested Better is here to help.
